Due Diligence Audit
Due Diligence Audit
A due-diligence audit includes two to three auditors to audit the RTO against the following standards:
- Standards of Registered Training Organisations, 2015
- The National Code 2018
- Other legislative and regulatory frameworks and guidelines
Our student-centric internal audit process includes going through the following:
- Compliance documentation (policies, procedures, handbooks etc.)
- Marketing and advertisement
- Trainer and assessor files
- Student files
- Validation
- Training and assessment strategies and practices
- LLN tests and student support
- Assessment and learner resources
- Quality assurance system and continuous improvement
- Industry consultation and how that leads to improvements
- Secure and accurate certification
- Pre-training assessment and documentation for student's suitability and course appropriateness
- Fair complaints handling
- Effective governance and administration
- Legal compliance
- Compliance with SRTOs 2015, national code and other legislative requirements etc.
The audit processes will start prior to the actual audit as our auditors spend 1-2 days reviewing the training and assessment strategies, website and marketing materials etc.
For more information, please refer to
For more information, please contact us at info@caqa.com.au or 1800 266 160.
